We are a dynamic, technology driven group specialising in Governance, Risk, Compliance (GRC) & Finance services across multiple global financial jurisdictions
Empowering your organisation
through GRCF advisory, execution and technology solutions
Our principles guide our strategic direction and are fundamental to the behaviour of every member of our organisation
Our Vision
We believe in empowering our clients with the knowledge and tools they need to make informed decisions and achieve their goals
Empowerment
01
We empower our clients with the knowledge and tools so that they can make informed decisions and provide execution support to help achieve their goals.
Integrity
02
We adhere to the highest standards of honesty, fairness, and ethical conduct.
Value Creation
03
We focus on creating long term value for our clients through strategic planning and innovative solutions with a strong focus on sustainability.
Excellence
04
Our commitment to deliver exceptional service is underpinned by our rigorous talent selection and the quality of our execution.
Partnerships
05
We approach each relationship with a long-term perspective which enables us to create lasting value for our clients.
To deliver exceptional value to help you achieve your goals.
j. awan capital in the KSA
j. awan capital is a leading financial services firm incorporated in the Kingdom of Saudi Arabia and licensed by the Capital Market Authority (“CMA”). We specialize in providing innovative regulatory hosting solutions that empower international institutions to seamlessly enter the Kingdom’s dynamic financial market and conduct regulated activities.
Background
j. awan capital is a limited liability company established in accordance with the companies regulations of the Kingdom of Saudi Arabia, with Commercial Registration Number 7002188105, operating under an Advising license from the Capital Market Authority No. 22242-20 issued on 11 / 05 / 2022. The company will conduct its activities after obtaining the commencement of business.
The direct controller of the Firm is Awan Holdings LTD, a limited liability company established under the laws of Abu Dhabi Global Market in the United Arab Emirates.
Paid Up Capital
The Firm has paid up capital in the amount of SAR 2,400,000.
Licensed Services
The Firm provides the following services to its customers under its Capital Market Authority license:
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Advising: Where the firm advises another person/institution in relation to a security, which includes advising on the merits of dealing in it, exercising any right to deal conferred by it or financial planning and wealth management in it.
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Managing Investments: Where the firm makes investment decisions for non-real-estate investment funds and clients’ portfolios in circumstances involving the exercise of discretion.
Audited Financial Statements
Complaints
All complaints must be in writing to the Compliance Officer at compliance.ksa@jawancapital.com who will notify the customer that the complaint has been received and the Firm’s procedures for reviewing the complaint.
The Firm will endeavour to resolve complaints within 60 days of receipt. Within 30 days of receiving a complaint, the customer will be sent either:
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a final response letter, explaining how the Firm intends to resolve the complaint; or
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a holding response letter, advising that the matter is still under investigation.
If the complaint is not resolved within 30 days of receipt, then within 60 days of receiving the complaint, the customer will be sent either:
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a final response letter; or
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a further holding response letter, explaining why the matter is still under review with an anticipated timeframe for resolution.
Upon conclusion of the complaint, the Firm will promptly:
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advise the complainant in writing of the resolution of the complaint;
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provide the complainant with clear terms of redress, if applicable; and
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comply with the terms of redress if accepted by the complainant.
At a Glance
10
Years of operations
Our expertise has been trusted globally for over a decade
9
Global offices
1000
+
Clients served
+
20
Nationalities